WHO IS CAMBRIDGE? – Through our working relationship with Cambridge Investment Research, Inc., ArdentOne Financial can provide our clients with quality investment and insurance products. ICA provides support and resources, including industry leading technology, ongoing education and training, exceptional research, registration and licensing support, and compliance and oversight.
Cambridge Investment Research, Inc., (CIR), member FINRA/SIPC, is a full-service broker-dealer and Registered Investment Advisor firm.
What is a Broker Dealer/Investment Advisor?
As a broker-dealer and registered investment advisor, CIR is responsible for providing access to securities products and investment advisory services through Investment Professionals (also called “Registered Representatives” or “Investment Advisor Representatives”). As a broker-dealer and registered investment advisor, CIR is required to follow the securities and investment advisory laws and regulations put forth by FINRA, the Securities Exchange Commission (SEC), and individual states, and must ensure that its Investment Professionals and Home Office staff adhere to these same rules and regulations.
3707 W. Garden Grove Blvd.
Orange, CA 92868
PHONE: (714) 748-2818
FAX: (714) 748-2813
E-MAIL: CLICK HERE
IMPORTANT CUSTOMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:
Representatives of a Registered Broker-Dealer ("BD") or Registered Investment Advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state's registration requirements.
Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
Securities offered through Registered Representatives of Cambridge Investment Research, Inc. to residents of: CA, AZ, CO, FL, MD, NV, OH, OR, TX a broker-dealer, member FINRA/SIPC. Advisory Services offered through Cambridge Investment Research Advisors, Inc. a Registered Investment Advisor. Cambrdige and Ardentone Financial are not affiliated.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP(R), Certified Financial Planner (tm) and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
**CIR Does Not Provide Tax or Legal Advice**
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